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Our Partnership with You

We provide retirement financial planning in the context of a long-term partnership. Through our experience we have learned it is important that everyone is clear on what to expect if we are to develop and maintain a successful working relationship – one where we can help you achieve your financial and lifestyle goals.

Keys to a Successful Relationship: What You can Expect

• Your interests come first - we are fiduciaries

• Bring us all your financial matters and questions  - we are your personal Chief Financial Officer


• We are independent and have access to every financial strategy. If a strategy helps, you’ll hear about it. If it doesn’t, you won’t

• Unlimited meetings, phone calls, emails – we’re here for you when you need us and thinking about you when you don’t

• You’ll need other professionals to implement your solution – lawyers and accountants – we’ll help you find them or work closely with yours

• TD Ameritrade Institutional will act as your account custodian 

• Our fees are transparent and reported to you every quarter. Details can be found in our ADV brochure

• We act as a sounding board for those people in your life that may have questions about their own financial situation

We will Always: 


Carefully assess and monitor your investment risk and time-frame

• Update you when appropriate by email, mail and phone

• Treat you with utmost respect and professionalism

Keys to a Successful Relationship: What we can Expect

We’ve learned through experience that effective communication and mutual respect are essential to a long-term partnership. A few other criteria which help define our success include:

• Your commitment to us as your Financial Advisor

• Your trust in our abilities to provide you with recommendations and advice

• Your complete disclosure about what matters most to you

Our recommendations are always based on your financial and lifestyle goals. It is important you understand that all investment, tax, estate and insurance advice will be based on the information you provide to us. Therefore, for us to offer recommendations and advice best suited to you, we need you to fully participate in the financial planning process with us.

Keys to a Successful Relationship: Mutual Responsibilities

Having a solid partnership is essential to effective financial planning. To this end, we both need to make your financial strategies a priority. We will agree to keep each other informed of any new developments that might affect these strategies. And we will agree to take the time to regularly review your Financial Plan.

We will always work together in the spirit of mutual trust, respect, and understanding.


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